-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pqnh5yXmo9rJkCz4veRVvCjtWTYMxAPvFMFphwktdqjs6RI6eHg464s5XKl5rHan 0dKL5gP9npma1mdd8UoiqA== 0000950152-99-006559.txt : 19990811 0000950152-99-006559.hdr.sgml : 19990811 ACCESSION NUMBER: 0000950152-99-006559 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990810 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BALDWIN & LYONS INC CENTRAL INDEX KEY: 0000009346 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 350160330 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-07562 FILM NUMBER: 99682893 BUSINESS ADDRESS: STREET 1: 1099 N MERIDIAN ST STREET 2: STE 700 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 BUSINESS PHONE: 3176369800 MAIL ADDRESS: STREET 1: 1099 NORTH MERIDIAN ST STREET 2: STE 700 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 FORMER COMPANY: FORMER CONFORMED NAME: BALDWIN H C AGENCY INC DATE OF NAME CHANGE: 19720309 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BANK ONE CORP CENTRAL INDEX KEY: 0001067092 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 310738296 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: ONE FIRST NATIONAL PLAZA CITY: CHICAGO STATE: IL ZIP: 60670 BUSINESS PHONE: 3127324000 MAIL ADDRESS: STREET 1: ONE FIRST NATIONAL PLAZA CITY: CHICAGO STATE: IL ZIP: 60670 SC 13G 1 BALDWIN & LYONS INC CL A/BANK ONE CORPORATION 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO.) BALDWIN & LYONS INC CL A ------------------------ (NAME OF ISSUER) COMMON STOCK ------------------------------ (TITLE OF CLASS OF SECURITIES) 057755100 -------------- (CUSIP NUMBER) JULY 31, 1999 ------------- (DATE) CHECK THE FOLLOWING BOX IF FEE IS BEING PAID WITH THIS STATEMENT ----------------------------------------------------- 2 CUSIP NO. 057755100 --------- - -------------------------------------------------------------------------------- 1) Names of Reporting Persons I.R.S. No. 31-0738296 S.S. or I.R.S. Identification Nos. of BANK ONE CORPORATION Above Persons - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (a)_____________________ (See Instructions) (b)_____________________ - ----------------------------------------------------------------------------- 3) SEC Use only - ------------------------------------------------------------------------------ 4) Citizenship or Place of Organization ILLINOIS - ------------------------------------------------------------------------------ Number of Shares (5) Sole Voting Power 315,600 -------- Beneficially (6) Shared Voting Power 0 -------- Owned by (7) Sole Dispositive Power 0 -------- Each Reporting (8) Shared Dispositive Power 315,600 -------- Person with - ------------------------------------------------------------------------------ 9) Aggregate Amount Beneficially 315,600 -------- Owned by Each Reporting Person - ------------------------------------------------------------------------------ 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - ------------------------------------------------------------------------------ 11) Percent of Class Represented by Amount in Row 9 13.24% --------- - ------------------------------------------------------------------------------ 12) Type of Reporting Person (See Instructions) HC --------- - ---------------------------------------------------------------------------- SEC 13G 3 SECURITIES AND EXCHANGE COMMISSION SCHEDULE 13G Amendment No. Item 1(a) Name of Issuer: Baldwin & Lyons Inc CL A ------------------------- Item 1(b) Address of Issuer's principal executive offices: 1099 North Meridian Street Indianapolis, IN 46204 ATTN: Pat Corydon -------------------------- Item 2(a) Name of person filing: BANK ONE CORPORATION Item 2(b) Address of principal business office or, One First National Plaza if none residence: Chicago, IL 60670 Item 2(c) Citizenship: Not Applicable Item 2(d) Title of class of securities: Common Stock ------------------------- Item 2(e) CUSIP No.: 057755100 ------------------------- Item 3. This statement is filed pursuant to Rule 13d-1(c). Item 4. Ownership This beneficial ownership by BANK ONE CORPORATION with respect to common shares of Baldwin & Lyons Inc CL A ----------------------------------------- : ------------------------------------------------------------- (a) Amount beneficially owned: 315,600 (b) Percent of class 13.24% (c) Number of shares as to which such person has: (I) Sole power to vote or to direct the vote: 315,600 ------- (ii) Shared power to vote or to direct the vote: 0 ------- (iii) Sole power to dispose or to direct the disposition of: 0 ------- (iv) Shared power to dispose or to direct the disposition of: 315,600 ------- Item 5. Ownership of 5 percent or less of a Class. N/A ------- Item 6. Ownership of More than 5 percent on Behalf of Another Person. N/A ------- 4 Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. -------------- First National Bank of Chicago Item 8. Identification and Classification of Members of the Group. N/A ------- Item 9. Notice of Dissolution of Group. N/A ------- Item 10. Certification. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct. Dated: August 10, 1999 --------------------------- BANK ONE CORPORATION By: /s/ DAVID J. KUNDERT David J. Kundert EXECUTIVE VICE PRESIDENT -----END PRIVACY-ENHANCED MESSAGE-----